Whether you are an experienced or a newly licensed registered representative,
come join our expert team as an independent business person. We provide
to you the technical resources and administrative backup of a full service
broker dealer, plus fully disclosed clearing services through Sterne Agee
Clearing Corporation, Member NYSE, for your success.
- Independence with Quality Support & Research
Each Waterford office is independently owned and operated. You are an
independent business person with all the telecommunications, computerized
technical resources and backup provided to you from Waterford, plus
the expertise of the Sterne Agee Clearing Corp
(Member N.Y.S.E.) with over 100 years in investment services.
- One of the best payout schedules in the industry
We offer
one of the best payout schedules in the industry
.
- Branch Manager Opportunities
If you desire to become a Branch Manager, which we encourage you to
do, we will help you get the required licenses, and train you in recruiting
and compliance. We can also show you business building techniques.
- Unlimited Investment Tools
The Waterford Companies have no proprietary products. You are able to
search the universe of investment products and pick those products that
you feel will best fit you and your clients' needs (as long as the selected
products are approved by our Due-Diligence Department).
- Advertising and Marketing Support
Our Marketing Department is working diligently to make the public more
aware of the Waterford name. In addition, we will provide to you, at
no cost or at our cost, marketing support and advertising material.
- Orientation to Get You Started
To help you set up your office and begin doing business in the Waterford
system, we will provide:
* A personalized orientation program on the setup and operational features
of running your office.
* The areas of compliance that need to be adhered to will be addressed.
* A review of policies and procedures.
* An explanation of the applicable forms, systems and services
- Our Board of Directors
Our Board of Directors is made up of experienced professionals who represent
over seventy years of total experience in the financial products field.
They come from the retail side of the business, and are eager to serve
you.
- Compliance and Operational Manuals
All Waterford representatives will receive a policies and procedures
manual and guidelines for operations and compliance requirements.
- Sterne Agee and the Internet
In the financial business, the Internet, telecommunications and the
computer have become an integral part of the financial service industry.
Sterne Agee provides financial research
and client account information to Waterford and its representatives
through a dedicated Internet site.
(Check out www.salclearing.com
). We will provide you with training on this essential aspect of your
business.
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